On-line Orders: |
| |
Commission* |
Data Fees |
MarkeTrade.BASICsm
Value A Account1
|
$5.95/market order
$9.95/limit order
|
Free Real-Time Quotes |
MarkeTrade.BASICsm
Value B Account1
|
$7.95/market order
$11.95/limit order
|
Free Real-Time Quotes |
| MarkeTrade.PROsm 2 |
$8.50/order |
Level I
$0: 50+ trades per month
$35: 0-49 trades per month
Level II
$0: 100+ trades per month
$80: 0-99 trades per month |
Specialist-Assisted Orders: |
| Type | Commision |
| Stocks $2.00 or more per share (1 - 5,000 shares) |
$26.95 3 |
| Stocks under $2.00 per share (unlimited shares) |
$40.00 |
| After market order (1 - 5,000 shares) |
$35.00 3 |
|
|
* |
Stocks under $2.00/share will be charged a flat $40.00 commission (no maximum share size). |
|
1. |
New MarkeTrade.Basic accounts can only be opened as Value B accounts. Value B accounts can be converted upon request to Value A if over 20 trades a month are executed in two consecutive months. Value A accounts will be switched to Value B accounts if less than 20 trades per month are executed for two consecutive months. |
|
2. |
The minimum equity requirement for opening a MarkeTrade.Pro account is $25,000. An additional $0.003 per share fee will apply to orders sent to and executed by INET. |
|
3. |
The commission is subject to a 5,000 share maximum. Orders over 5,000 shares will be charged at the stated rate plus a $0.01 per share fee for each additional share. |
 |
| Mutual Funds |
| |
| Per Transaction |
$25.00 |
| No Transaction Fee (NTF) Funds |
Free |
| Options |
| |
| On-line Order |
$1.50 per contract + $10.00 |
| Specialist-Assisted Order |
$2.50 per contract + $25.00 |
Note: Option exercises and assignments: $40.00
| Service Fees |
| Tenders, Exchanges Reorg |
$15.00 per customer |
| Account Transfer (ACAT) |
$50.00 per account |
| Certificate Safekeeping |
$15.00 per calendar quarter |
| DTC Transfer |
$10.00 per delivery |
| Reg. T Extension |
$10.00 per extension |
| Rule Restricted Stock Deposit Filing |
$200.00 + direct cost |
| DRS |
$25.00 + transfer agent fee |
| DWAC |
$50.00 |
| Stock Certificate Deposit |
$75.00 + direct cost |
| Restricted Stock Deposit |
$200.00 + direct cost |
| Certificate Withdrawal |
Not DRS-eligible: $235.00 + direct cost
DRS-eligible: $350.00 + direct cost |
| Warrant Exercise |
$125.00 + direct cost |
| Domestic Overnight Mail |
$25.00 per envelope |
| International Overnight Mail |
$50.00 per envelope |
| Wire Outgoing |
$25.00 per wire |
| Foreign Wire Outgoing |
$50.00 per wire + direct cost |
| Return Check |
$30.00 per check |
| Return Mail |
$2.00 per mail |
| Stop Payment Request |
$30.00 per request |
| Records Research |
$50.00 per hour (1/2 hour min) |
 1099 |
$15.00 per account annually |
| Monthly Statement |
$15.00 per Month (Reorder) |
| Trade Confirmation |
$10.00 per trade (Reorder) |
| Trade Activity |
$30.00 per account annually |
| IRA Setup Fee |
$25.00 per account |
| IRA Termination Fee |
$75.00 per account |
| IRA Maintenance Fee |
$35.00 per account annually |
| Check Book for Foreign Account |
$15.00 annually |
| Visa Gold Check Card |
$25.00 per account annually |
| Visa Platinum Check Card |
$35.00 per account annually |
| ** |
Any exchange and regulatory fees will be passed on to the client. |
| *** |
Commission and charges are subject to change without notice. W.R. Hambrecht + Co., LLC reserves the right for term definitions. |
| Margin Interest Rate |
| |
| Debit Balance |
Margin Interest Rate |
| Below $25,000.00 |
BC+3.00% |
| $25,000.00 - 49,999.99 |
BC+2.75% |
| 50,000.00 - 74,999.999 |
BC+2.50% |
| 75,000.00 - 99,999.99 |
BC+2.00% |
| 100,000.00 and above |
BC+1.50% |
|
Products